Head of Compliance – Digital Asset Exchange

Key responsibilities

• Take responsibility for the organization’s Compliance framework and function.
• Lead a team to develop policies procedures, solutions and lead any remediation of compliance gaps to completion, including but not limited to AML, market surveillance, regulatory compliance, etc.
• Take ownership of regulatory matters for the business, working with global regulators on maintaining managing regulatory initiatives
• Proactively identify gaps in control environments and risk profiles for the business.
• Have a strong understanding of applicable regulations, industry standards and possible compliance issues in a financial services organization.
• Deploy programs, resources, tools and creative solutions to simplify the understanding of key compliance risks and create needed focus to mitigate/manage them.
• Regularly conduct environmental scans, canvassing internal and external sources to anticipate and stay informed of changes in the dynamic compliance and regulatory environment impacting the business.
• Contribute your thought leadership and collaboration to the Executive Committee and the broader compliance community.