int(11517)
Hong Kong, Hong Kong

Compliance VP – Asset Management *NEW Headcount*

Our client is a reputable Asia-based asset management firm with a focus of technology investments in Asia. As a part of their expansion plan, they now have a newly created headcount for a Compliance VP to be part of a small legal and compliance team. The candidate will be responsible for ensuring that the business operations adhere to relevant laws and regulations. Based in Hong Kong, the role reports to the General Counsel and Chief Compliance Officer.

Please contact Venus Ip at +852 6380 0256 or email your CV directly in word format to venus@theedgepartnership.com

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful

Apply for this Job

Key responsibilities

  • Updating and maintaining compliance policies and procedures in line with relevant regulations
  • Monitor regulatory changes from SFC, SEC and CIMA and ensure the firm’s best practice is up to date
  • Provide advisory, training and guidance to staff on compliance-related matters
  • Liaise with regulatory authorities and ensure timely correspondence on inquiries, audits, etc
  • Collaborate with internal teams to promote a culture of compliance throughout the organization.

Role requirements

  • Bachelor’s degree in business, finance, law, or a related field.
  • Around 7+ years of experience in compliance advisory from asset management firms
  • Knowledge and experience with hedge funds, private equity, fund of funds, etc is preferred
  • Solid experience in working with SFC, CIMA, SEC is a plus
  • Excellent communication and interpersonal skills
  • Proficiency in English and Mandarin (read & write) is a MUST