Singapore, Singapore

Compliance Generalist, (AVP to VP)

An established brokerage is looking to hire a couple of expansion headcounts into the compliance team ranging from AVP to VP level.

Headquartered in Singapore, the compliance team has global coverage so this opportunity will offer exposure towards regulations across multiple jurisdictions.

Please contact Shingo Wong by emailing your cv directly in word format with job reference no. JOB-15017 to shingo@theedgepartnership.com.

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

EA License Number: 16S8131

Recruiter License Number: R1545180

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Key responsibilities

Keep abreast of regulatory developments across different jurisdictions to ensure consistent upkeep of the compliance frameworks to be in line with regulatory requirements.
Advise the business on regulatory compliance, AML requirements and market best practices.
Contribute to global compliance initiatives to enhance corporate governance, reporting, and monitoring processes.
Assist in liaising with regulators across locations on regulatory matters.

Role requirements

Between 5-15 years of compliance experience in the financial services sector, ideally with a strong background in the CFD brokerage industry.
An understand of ASIC, ESMA and/or FCA requirements will be advantageous.
Ability to work independently.

Singapore, Singapore

Compliance Generalist, (AVP to VP)

Key responsibilities

Role requirements

Apply for this Job

Compliance Generalist, (AVP to VP)

Singapore, Singapore

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