Singapore, Singapore

Compliance Officer

Our client, a well- established hedge fund with a presence in APAC, US and UK is looking to expand their business within the Asia Pacific region. The company is looking for a Compliance Officer to join them, reporting to the Head of Compliance.

Please email your cv directly to sophia@theedgepartnership.com in word format with job reference no. 000015683 to sophia@theedgepartnership.com

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

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Key responsibilities

Assist Head of Compliance to develop and enhance the firm’s compliance framework, ensuring it aligns with both current regulatory demands and best practices.
Develop, implement, and maintain the trade surveillance program to detect and prevent market abuse, insider trading, and other forms of misconduct.
Oversee and manage personal account trading policies, ensuring compliance with internal guidelines and external regulatory requirements.
Assist Head of Compliance on the firm’s AML and KYC processes, ensuring all client relationships comply with global regulatory standards.
Conduct periodic reviews and updates of compliance policies and procedures to reflect changes in laws, regulations, and market conditions.
Provide compliance advisory services across all levels of the firm, acting as a trusted advisor on compliance issues and new regulatory developments.
Assist in training sessions for staff on compliance matters, enhancing the compliance culture within the firm.
Prepare and present compliance reports to senior management and regulatory bodies as required.

Role requirements

Ideally 3 to 6 years of work experience in compliance within a hedge fund or other fund management companies
Compliance specialists who have worked in a multi strategy hedge fund environment would be preferred but not compulsory. Trade compliance monitoring experience and trade position reporting experience will be required, also be familiar with order management and execution management system.
Have some understanding of financial markets, trading strategies, and the regulatory environment.
Strong analytical skills and attention to detail, with the ability to identify and investigate suspicious activities effectively.
Strong ethical standards and professionalism, with excellent communication and interpersonal skills. An ability to influence and engage at all levels of the organization

Singapore, Singapore

Compliance Officer

Key responsibilities

Role requirements

Apply for this Job

Compliance Officer

Singapore, Singapore

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