int(13183)
Singapore

Wealth & Asset Manager – AVP, Compliance Generalist

An established CMS licensee specialized in wealth and asset management is looking to hire a compliance officer that will be engaged in end-to-end compliance coverage across both regulatory compliance and AML/KYC.

The role will primarily be responsible for Singapore compliance coverage with the opportunity to gain exposure to the Hong Kong market and SFC regulations across institutional capital markets, custody, external asset management and fund-management activities.

Please contact Shingo Wong by emailing your cv directly in word format with job – reference no. JOB-16621 to shingo@theedgepartnership.com.

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

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EA License Number: 16S8131

Recruiter License Number: R1545180

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Key responsibilities

  • Perform AML/CFT and KYC reviews, including client onboarding and enhanced due diligence for private-wealth and institutional clients.
  • Monitor and enhance compliance arrangements across Singapore and Hong Kong regulated businesses.
  • Conduct compliance reviews to assess adherence to applicable laws, regulations, internal policies and control procedures.

Role requirements

  • 5–7 years’ experience in compliance, risk, internal audit or regulatory advisory within financial services.
  • Experience gained in a private bank, wealth manager, external asset manager, licensed fund manager, family office, capital-markets firm or professional-services audit practice is preferred.
  • Candidates with less experience will still be considered for a junior hire.