Group Head of Compliance, Expanding Fintech

Key responsibilities

• Take responsibility for the organization’s Compliance framework and lead a small team across multiple locations.
• Develop policies procedures, solutions and lead any remediation of compliance gaps to completion.
• Take ownership of licensing matters for the business, working with various regulators on issuance, renewals etc.
• Proactively identify gaps in control environments and risk profiles for the business.
• Have a strong understanding of applicable regulations, industry standards and possible compliance issues in a financial services organization.
• Deploy programs, resources, tools, and creative solutions to simplify the understanding of key compliance risks and create needed focus to mitigate/manage them.
• Regularly conduct environmental scans, canvassing internal and external sources to anticipate and stay informed of changes in the dynamic compliance and regulatory environment impacting the business.
• Contribute your thought leadership and collaboration to the Compliance Executive Committee and the broader compliance community.