Singapore, Singapore

Director – Surveillance and Market Monitoring (Private Banking)

Our client is an international bank, with heavy footprints in Asia, looking for an experience on-boarding person to sit within their compliance team. This is an expanding private bank looking for someone senior to be responsible for controls to detect potential market abuse/misconduct activities throughout their Asia markets.

Please contact Vanessa Leonhardt on +65 6850 7206 or email your cv directly in word format with job reference no. Jo000000 5202 to banking-sg@theedgepartnership.com

Recruiter Licence: R1105334

EA Licence: 16S8131

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Key responsibilities

Identifying risks from the business and regulatory developments on compliance surveillance programme.
Implementation and development of trade and Ecom surveillance technology.
Ensuring surveillance activities are undertaken according to agreed procedures and
frameworks.
Preparing reports to senior management regarding surveillance review findings
Work closely with other legal and compliance teams to review and conduct investigations
Providing regular trainings for junior team members

Role requirements

Knowledge across different asset and product classes in private bank or wealth management
10+ years of local and global regulatory requirements for market abuse surveillance
Experience in managing relationship with regulators and auditors
Ability to work collaboratively with other regional and global partners

Singapore, Singapore

Director – Surveillance and Market Monitoring (Private Banking)

Key responsibilities

Role requirements

Apply for this Job

Director – Surveillance and Market Monitoring (Private Banking)

Singapore, Singapore

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