int(7363)
Hong Kong

Private Banking Business Risk AVP, 1LOD

Our client is a top Asian bank currently looking to hire a Business Compliance AVP, 1LOD (Private Banking) as part of an established compliance team. They offer excellent work life balance and a competitive remuneration package for the right candidate.

 

Please contact Venus Ip at + 852 6380 0256 or email your cv directly in word format with job reference number JO0000006328 to hkcareers@theedgeinasia.com

  

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.

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Key responsibilities

Reporting into the Head of Private Banking Compliance

  • Perform trade surveillance and identify potential compliance/operational risks
  • Implement risk control frameworks for the private banking business
  • Review and advise on relevant marketing materials and analyze relevant compliance risk in new products
  • Work closely with Business, Compliance, and other control functions to ensure the relevant regulatory risks are managed accordingly
  • Develop and keep abreast of compliance policies and procedures based on regulatory changes
  • Perform self-assessments on regulatory requirements
  • Review operational risk incidents and follow up with implementation plans

Role requirements

  • A relevant degree in Law, Finance, Business, or related disciplines
  • 5+ years of business compliance/operational risk experience from sizable banks; of which with at least 2 years from private banking capacity
  • Sound knowledge in private banking compliance space is a highly preferred
  • Familiar with the relevant regulatory requirements i.e., HKMA
  • Proficiency in English and Chinese (spoken and written) is a MUST