Our client is a top Asian bank currently looking to hire a Business Compliance AVP, 1LOD (Private Banking) as part of an established compliance team. They offer excellent work life balance and a competitive remuneration package for the right candidate.
Please contact Venus Ip at + 852 6380 0256 or email your cv directly in word format with job reference number JO0000006328 to hkcareers@theedgeinasia.com
Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.
hkcareers@theedgeinasia.com
Key responsibilities
Reporting into the Head of Private Banking Compliance
- Perform trade surveillance and identify potential compliance/operational risks
- Implement risk control frameworks for the private banking business
- Review and advise on relevant marketing materials and analyze relevant compliance risk in new products
- Work closely with Business, Compliance, and other control functions to ensure the relevant regulatory risks are managed accordingly
- Develop and keep abreast of compliance policies and procedures based on regulatory changes
- Perform self-assessments on regulatory requirements
- Review operational risk incidents and follow up with implementation plans
Role requirements
- A relevant degree in Law, Finance, Business, or related disciplines
- 5+ years of business compliance/operational risk experience from sizable banks; of which with at least 2 years from private banking capacity
- Sound knowledge in private banking compliance space is a highly preferred
- Familiar with the relevant regulatory requirements i.e., HKMA
- Proficiency in English and Chinese (spoken and written) is a MUST