int(7855)
Hong Kong

AVP (Auditor) – Asia Pacific Wealth Management

Our client is a Top-Tier International Private Bank with their office located in Hong Kong. They are looking for someone who will join their team as an Auditor, primarily covering the Asia Pacific Wealth Management business within their audit function. Seeking for candidates with exposure to the regulatory topics in various countries. Open to individuals outside of Private Banking, preferably in Investment Banks, Global Markets, Operational Risk and Asset Management. Also open to consider candidates from Big Four, covering audit on financial institutions.

Our Client collaborates across multiple skill sets (i.e., business, technology, change and data analysts) to build well-informed influencers with deep industry knowledge and commercial expertise. A forward-thinking attitude has enabled them to adopt new technologies and ideas, helping minimize inefficiencies and maximize thinking time.

 

Please contact Caroline Fok or email your cv directly in word format with job reference no. Jo0000006984 to bankingandfinance-SG@theedgepartnership.com

 

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.

 

EA License: 16S8131

Recruiter License: R22104669

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Key responsibilities

  • Ability to supervise and monitor audits plans and execute audit testing to ensure efficient and high-quality audit risk assessments and recommend remediations.
  • Utilization of a systematic and disciplined approach to evaluate and enhance the effectiveness of the Bank’s risk management, control and governance processes and framework.
  • Opportunity to shape audit planning and fieldwork and to present findings in collaboration with the Audit Manager, to internal stake holders
  • Ability to guide/support more junior staff to develop their insights as well as addressing performance issues encountered within audits in a proactive way.

Role requirements

  • Undergraduate degree is essential. Further education or professional qualifications (e.g., CPA/CA, CFA) preferred, but not required
  • At least five years of work experience in the financial industry, including Audit or Private Banking. Advantageous
  • Open to consider candidates with experience in Investment Banks, Global Markets, Operational Risk and Asset Management. Also open to consider candidates from Big Four, covering audit on financial institutions.
  • Knowledge of Private Banking operation and control environment as well as regulatory topics in Hong Kong, Singapore, and China such as Investment Suitability, Anti-Money Laundering, Cross Border, Client Conduct, is advantageous. Knowledge of Private Banking products and offering is also advantageous
  • Proven understanding of risk and how controls can mitigate those risks while being commercial
  • Proven analytical skills and keen to collaborate with data specialists to shape audit tests and acquire relevant insights from data
  • Outstanding time management skills and precision in delivery
  • Excellent written and verbal communication skills in English and ability to present information in a succinct and concise way. Knowledge of Cantonese and Mandarin would be an asset.