IBD Compliance, Executive Director – Top Tier International Bank

Key responsibilities

• Be responsible for the oversight of compliance matters for the Investment Banking Department (IBD) covering APAC jurisdictions.
• Take the lead on regulatory projects related to on-going regulatory changes related to policies & procedures and develop & manage required enhancements to ensure compliant to regulatory standards.
• Manage the overall conducts of the IBD team and handle any escalations, investigations, and reporting of potential breaches.
• Take ownership of relevant industry group discussions/presentations.
• Work closely with Business, Risk, and other control functions to ensure the relevant regulatory risks are managed accordingly.
• Maintain and update relevant compliance training programs as required.