int(9782)
Mumbai, India

Leadership Role in Compliance

Our client is one of the leading Indian online commodity trading government companies which is directly owned by Ministry of Finance. They are looking for candidates at leadership level for Compliance – Enforcement/Internal Audit team.

Please contact Jagruti Chanchlani or email your cv directly in word format to riskandquants-in@theedgepartnership.com.

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

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Key responsibilities

  • Monitor periodic submissions to the inspection department.
  • Monitoring and controlling the Exchange Audit of members.
  • Periodic reporting to SEBI, Board, or internal committees.
  • Provide input in inter Exchange or SEBI meetings on ATR/policy changes.
  • Ensuring automation of processes, implementation of SEBI/Exchange circular/guidelines.

Role requirements

  • 8-12 years of experience post qualification.
  • Tertiary Qualification: Hold a CA or MBA qualification.
  • Knowledge and understanding of Exchange ecosystem and operations.
  • Understanding of all the member related regulations, rules, and laws.