int(9916)
Hong Kong, Hong Kong

Business Compliance Director – European CIB

Our client is a prestigious European bank currently looking to hire a FICC (Fixed Income Currencies and Commodities) and DCM Compliance Director as part of an established compliance team based in Hong Kong. As the Product Compliance Director, you will play a critical role in ensuring the bank’s FICC and DCM products and services comply with relevant regulations and internal policies. The organization has a well-recognized footprint in the space and is recording consistent growth.

Please contact Venus Ip at +852 6380 0256 or email your CV directly in word format to hkcareers@theedgepartnership.com.

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

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Key responsibilities

  • Advise any compliance related matters to the APAC primary (DCM) and secondary markets (FICC sales and trading)
  • Advise business on any regulatory changes and developments that could affect and need amendment to their existing compliance practice
  • Work closely with the global compliance teams to ensure standards of conducts
  • Keep abreast of any rules and regulations to mitigate any risks against the regulators
  • Work with other functions to ensure that all policies/procedures adhere to the regulatory requirements
  • Liaise with related regulators on any inquiries, audits and questionnaires

Role requirements

  • A relevant degree in Law, Finance, Business or related disciplines
  • 10+ years of relevant advisory experience from sizable banks
  • Sound knowledge in FICC and DCM compliance space is a must
  • Exceptional communication and stakeholder management skills, with the ability to collaborate effectively with business under pressure
  • Proficiency in English and Cantonese is highly preferred

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Business Compliance Director – European CIB

Hong Kong, Hong Kong

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