int(8653)
Hong Kong

FICC Compliance VP – Foreign Investment Bank

Our client is a top-tier foreign bank currently looking to hire an FICC (Fixed Income, Currencies and Commodities) Compliance VP as part of an established compliance team. They offer excellent work life balance and a competitive remuneration package for the right candidate.

 

Please contact Venus Ip at + 852 6380 0256 or email your cv directly in word format with job reference number JO0000008197 to hkcareers@theedgepartnership.com

 

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.

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Key responsibilities

  • Advise related regulatory issues to the APAC FICC sales and trading business.
  • Advise business on any regulatory changes and developments that could affect and need amendment to their existing compliance practice.
  • Keep abreast of any rules and identify any risks against the regulators.
  • Work with other functions to ensure that all policies/procedures adhere to the regulatory requirements.
  • Liaise with related regulators on any inquiries, audits and questionnaires.

Role requirements

  • A relevant degree in Law, Finance, Business or related disciplines.
  • 7+ years of related compliance experience from sizable banks.
  • Sound knowledge in global markets compliance space is a must.
  • Familiar with the relevant regulatory requirements in the financial markets space.
  • Familiar with FICC products from a compliance angle.
  • Proficiency in English and Chinese is highly preferred.