int(9742)
Hong Kong

Compliance VP – International Asset Manager

Our client is a renowned and reputable mid-size Asset Manager currently looking for a Regulatory Compliance VP based in HK. This is a newly created headcount due to their expansion plans in APAC. They offer excellent work life balance and a competitive remuneration package for the right candidate. The incumbent will be working within the wider compliance team of 7 and will report to the Regional Head of Compliance.

Please contact Venus Ip at +852 6380 0256 or email your cv directly in word format to hkcareers@theedgepartnership.com.

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

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Key responsibilities

  • Assist in the follow-up of licensing application and ensure the post licensing regulatory requirements are in compliance with SFC regulations.
  • Implement, maintain, and align global and regional compliance policies respectively.
  • Assist in the compliance advisory of on-going deals.
  • Work closely with the legal and risk teams and participate in relevant projects.
  • Develop and keep abreast of compliance policies and procedures based on regulatory changes.

Role requirements

  • A relevant degree in Law, Finance, Business, or related disciplines.
  • 7+ years of general/regulatory compliance experience from asset managers/regulator.
  • Independent and can work with various stakeholders.
  • Experienced and sound knowledge in the SFC RA9 requirements.
  • Understanding complex structures/SPV will be a plus.
  • Proficiency in English and Cantonese (spoken and written) is a MUST.