Trade Monitoring and Surveillance VP – European Corporate Investment Bank

Key responsibilities

• Be responsible for handling trade surveillance and monitoring for the global market activities to detect and prevent potential market abuse, insider trading, and other regulatory violations.
• Ensure that the surveillance program adheres to the firmwide and industry standards.
• Utilize data analytics and quantitative techniques to identify patterns and trends that may indicate potential risks or non-compliance.
• Work closely with Business, Enterprise Risk, IT, and other control functions to ensure the on-going development of the surveillance program.
• Assist in driving any projects and initiatives catering to regulatory changes and developments.