Singapore, Singapore

AVP – VP, Regulatory Compliance

Our client is a reputable boutique private bank looking to hire a regulatory compliance professional This opportunity will involve working alongside seasoned compliance veteran that can offer excellent guidance and tutelage.

Please contact Mike Durkin by emailing your cv directly in word format with job reference no. JOB-14963 to michaeldurkin@theedgepartnership.com.

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

EA License Number: 16S8131

Recruiter License Number: R2090716

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Key responsibilities

Working alongside the Head of Compliance, act as one of the points of contact with regulators such as the MAS on regulatory compliance matters.
Staying abreast of regulatory changes, conducting impact assessments and ensuring regulatory requests are duly addressed.
Providing compliance advisory to business such as (but not limited to) cross border compliance, suitability, PA Dealing, gifts & entertainment.
Conducting EWRA focused on AML topics on a support basis.

Role requirements

Degree qualified with 7-10 years of regulatory compliance experience in the private banking or wealth management industry.
Strong understanding of legislations such as the Banking Act, SFA, FAA and private banking code of conduct.
Knowledge in PSA regulations will be good to have but not a hard requirement.
Good communication skills and ability to build long term relationships with stakeholders across the business.

Singapore, Singapore

AVP – VP, Regulatory Compliance

Key responsibilities

Role requirements

Apply for this Job

AVP – VP, Regulatory Compliance

Singapore, Singapore

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