Director – Compliance Manager – Financial Crime

Key responsibilities

• Provide financial crime compliance (Financial Crime Compliance) advice and guidance to senior management and business units.
• Collaborate with Businesses (e.g. global payments, precious metals), Risk, Legal, Technology, Auditors, Regulators and overseas offices, and manage a team of two compliance specialists.
• Update policies, procedures and controls to meet regulatory requirements on AML, CFT, sanctions, anti-bribery & corruption in Singapore and internationally.
• Supervise enhanced CDD, vendor and transactional DD, financial crime list management, name-screening, transaction monitoring, management reporting and trade surveillance.
• Monitor high-risk transactions and customer activities through a risk-based approach and investigate potential suspicious transactions with filing of STRs.
• Perform enterprise-wide AML/CFT/Sanctions risk assessment and ensure effective measures are in place to identify, assess and mitigate risks in APAC.
• Assist in audits, investigations and respond to queries from regulators and exchanges.
• Participate in strategic FCC projects to upgrade digital platforms and implement technology solutions.