int(13092)
Singapore

Private Bank – Business Monitoring Officer

A leading, prestigious international private bank is seeking a dynamic professional to join its business monitoring team. This role sits within the business, and the successful candidate will play a critical role in ensuring that client-facing front office activities strictly align with internal policies and global regulatory requirements.

Please contact Shingo by emailing your cv directly in word format with job  reference no. JOB-16512 to Shingo@theedgepartnership.com.

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

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EA License Number: 16S8131

Recruiter License Number: R1545180

 

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Key responsibilities

  • Conducts thorough, risk-based evaluations focusing heavily on client suitability, pricing, staff conduct, and sales and dealing practices
  • Performs comprehensive monitoring and surveillance controls to validate adherence to established frameworks for specific risk taxonomies, including fraud and client confidentiality
  • Serves as a reliable, upstream advisor to client-facing teams on diverse regulatory and risk management topics

Role requirements

  • 5 years or more experience in private banking business monitoring, business risk or compliance advisory with domain expertise in suitability, best execution, conduct etc.
  • Familiarity with private banking regulatory requirements, business processes and market best practices
  • Strong communication and stakeholders’ skills.