int(11167)
Mumbai, India

Senior Compliance Lead

We are seeking for an experienced compliance professional with 15+ years of experience, specializing in oversight of Legal and Compliance programs along with good experience of managing compliance in the gift city.

 

Proven track record in managing compliance for global financial firms, with in-depth knowledge of financial products, private funds, and asset management. Experienced in collaborating with global teams across US and APAC, and adept at administering regulatory compliance for the India region.

 

Please contact Anita Shah or email your cv directly in word format with job reference number Job ID: 13428 to riskandquants-in@theedgepartnership.com

 

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.

 

Apply for this Job

Key responsibilities

  • Expert in developing and enforcing compliance policies aligned with regional laws.
  • Skilled in managing regulatory communications, compliance reviews, and filings.
  • Demonstrated leadership in regulatory projects, examinations, and team building.
  • Proven ability to handle complex, time-sensitive priorities with a hands-on approach.
  • Strong analytical, decision-making, and communication skills with attention to detail.
  • Solutions-oriented with a passion for driving efficiency and process improvements.

Role requirements

  • Compliance policy development.
  • Regulatory examinations.
  • Investment compliance.
  • Cross-functional collaboration.
  • Team leadership and mentoring.
  • Global regulatory knowledge.
  • Education: B. Com / M. Com / B. Tech / MBA (Commerce / Finance).